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James Draddy
Notices: Pacific Exchange, Inc., " Federal Register [FR Doc …: … President, Equities Regulation, PCX …
Sharon Lawson
64FR60870 Self-Regulatory Organizations; Notice of Filing and …: 08.11.1999: See Letter from James E. Buck, Senior Vice President and Secretary, Exchange, …
Ken Worm
Questions regarding this Notice may be directed to Ken Worm, Assistant Director, Market Regulation Department, NASD Regulation, at (301) 978-2097. View Full …
Deanna Logan
Notice of Filing and Immediate Effectiveness of Proposed Rule Change …: See e-mail from Deanna Logan, Managing Director, NYSE Regulation, Inc., to David Liu, …
Deborah Flynn
63FR39609 Self-Regulatory Organizations; Notice of Filing … Flynn, Division of Market Regulation, Commission, on July 16, …
Margaret Wiermanski
Notices: …go Board Options Exchange, Inc., » Federal Register … Market Regulation …
Kelly Riley
65FR16677 Self-Regulatory Organizations; Notice of Filing of …: 29.03.2000: Telephone call between Dan Liberti, Vice President, Market Regulation, CHX and …
Joan Conley
65FR19409 Self-Regulatory Organizations; Notice of Filing … Secretary, NASD Regulation (``TBMA''). …
Lisa Horrigan
Notice: Self-regulatory organizations; proposed rule changes:: Telephone call between Kelly Riley, Assistant Director, Division of Market Regulation (''Division''), …
Christine Richardson
63FR14743 Self-Regulatory Organizations; Notice of Filing … General Counsel, NASD Regulation, and Christine Richardson, …
Behzad Hosseinkhani
RESCIND ALCOHOLIC BEVERAGE REGULATION ADMINISTRATION NOTICE OF ...: Application of Behzad Hosseinkhani, pursuant to 11 DCMR § 3103.2,. ANC-5C ..., notice, regulation
Pamela Gupta
NOTICE OF PUBLIC HEARING TO CONSIDER THE ADOPTION OF A PROPOSED …: Inquiries concerning the substance of the proposed regulation may be directed to the designated …
Veronica Collings
Notice is hereby given that a meeting of the Resource Planning and Regulation … Karen Veronica Collings. On-Licence Renewal. 05/391. Mereana Catherine Morrison …
Elliott Curzon
Questions regarding this Notice may be directed to Elliott Curzon, Assistant General Counsel, Office of General Counsel, NASD Regulation, at (202) 728- 8451. …
Claire McGrath
17.04.1998: \4\ Telephone conversation between Claire McGrath, Vice President and Special Counsel, Amex, and Deborah Flynn, Division of Market Regulation (``Division'') …